In House Counsel Jobs California | JDHuntr 50611 Director, Chief Compliance Officer, Broker Dealer, Job at In House Jobs | JDHuntr, Chicago, IL

WUk2T1BhdXhBSUdib1c3aG5mVEVuL2tJalE9PQ==
  • In House Jobs | JDHuntr
  • Chicago, IL

Job Description

In House Counsel Jobs California | JDHuntr 50611 Director, Chief Compliance Officer, Broker Dealer, Chicago, IL
To apply go to JDHuntr.com
Provide oversight of BD activities. Act as our appointed SEC and FINRA regulatory liaison, managing regulatory audits and exams. Develop an overall compliance program for the functional areas of the BD which effectively manages and mitigates risk, establishes proper controls, supports business initiatives and protects the company from legal and regulatory risk.


in house jobs, go in house with jdhuntr in house jobs, in house jobs California, in-house jobs CA, in house counsel jobs DC, in house counsel jobs Florida, in house counsel jobs NY, in-house legal jobs, legal jobs Los Angeles, legal jobs New York, legal jobs, law jobs, corporate counsel jobs, corporate lawyer jobs, general counsel jobs, lawyer jobs California, in-house jobs TX, in-house jobs NJ, in-house jobs IL, in-house jobs San Francisco, in-house jobs GA
Employment Type: Full-Time

Job Tags

Full time,

Similar Jobs

Sherman Associates

Security Guard - Riverside Plaza Job at Sherman Associates

 ...Security Guard - Resident Services Officer (RSO Staff I) Twins Cities Metro Area - Riverside Plaza Starting Pay: $20/hr + full time benefits Schedule Availability: Full time - (40 hours a week) Shifts Available ~ Wednesday - Sunday, 4 pm - 12 am (midnight... 

Schowalter Villa

Grounds Maintenance Team Leader Job at Schowalter Villa

 ...Schowalter Villa is looking for a full-time Grounds Maintenance Team Leader to join our team! The typical hours for this position are Monday through Friday, 7:30am - 4:00pm. Position Overview: The Grounds Maintenance Team Leader will be responsible for coordinating... 

Gpac

Immigration Removal Defense Attorney Job at Gpac

 ...engaging, and built for traction: Now Hiring: Removal Defense Attorney | Bilingual (Spanish) | Texas Experience: 2-10 Years |...  .... We're seeking a Removal Defense Attorney passionate about immigration law and ready to join a collaborative team that values growth,... 

Drake Cooper

Integrated Producer Job at Drake Cooper

 ...Drake Cooper is on the lookout for a bold, forward-looking Integrated Producer to join our team. What Youll Do: As an Integrated Producer, youll wear both agency and line producer hatsoverseeing projects from concept to final delivery. Youll work hand-in-hand... 

KBR

Associate Aerospace Engineer Job at KBR

 ...Title: Associate Aerospace Engineer Program Summary KBR's Missile, Aviation, and Ground Systems (MAGS) division delivers mission engineering solutions for critical U.S. Army programs, specializing in aviation and ground systems, integrated air and missile defense...